SEC Form 4 · accession 0001350653-15-000038
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mitsuo Asai
Officer — President, Alphatec Pacific
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SockF1 | Nov 13, 2015 | J | 50,000 | $0.191 | A | 316,610 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.