SEC Form 4/A · accession 0001350653-16-000062
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mitsuo Asai
Officer — President, Alphatec Pacific
Period of report
Nov 13, 2015
Accepted (ET)
Apr 14, 2016 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SockF2,F3 | Nov 13, 2015 | J | 9,956 | $0.191 | A | 276,566 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.
- F2The amount originally reported as 50,000 was incorrect. The correct number after taking into account the purchase limitations set forth in the Company's 2007 Employee Stock Purchase Plan is 9,956 shares.
- F3This amount is a decrease from the 316,610 originally reported.