SEC Form 5 · accession 0001225208-15-019669
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael T Tokarz
Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 16, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F1,F2 | — | Sep 30, 2015 | A | 2,676 | A | — | — | Common Stock | 2,676 | 121,730 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of Common Stock.
- F2The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.
- F3Includes 242.33 shares of phantom stock acquired on August 20, 2015 under the Mueller Water Products, Inc. dividend reinvestment plan.