SEC Form 5/A · accession 0001225208-15-021788
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Michael T Tokarz
Director
Period of report
Sep 30, 2015
Accepted (ET)
Dec 4, 2015 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F4,F2,F3 | — | Sep 30, 2015 | A | 2,582 | A | — | — | Common Stock | 2,582 | 121,671 | D |
Explanation of responses
- F1This Form 5/A is being filed to correct an administrative error.
- F2Each share of phantom stock is the economic equivalent of one share of Common Stock.
- F3The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.
- F4Includes 276.95 shares of phantom stock acquired on August 20, 2015 under the Mueller Water Products, Inc. dividend reinvestment plan.