SEC Form 4 · accession 0001209191-15-052203
Ascent Solar Technologies, Inc. · ASTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
TFG Radiant Investment Group Ltd
10% Owner
Period of report
Jun 10, 2015
Accepted (ET)
Jun 11, 2015 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2015 | P | 1,000,000 | $1.00 | A | 5,873,594 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1TFG Radiant Investment Group Ltd. entered into a Securities Purchase Agreement with the Issuer on June 10, 2015 to purchase 1,000,000 shares of common stock. The purchase of 500,000 shares occurred on June 10, 2015. The purchase of an additional 500,000 shares will close on or before July 17, 2015.