SEC Form 4 · accession 0001567619-18-001182
LAKE SHORE BANCORP, INC. · LSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Tracy Steve Bennett
Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 15, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | P | 100 | $17.20 | A | 4,364 | I | By IRA |
| Common Stock | Aug 14, 2018 | P | 150 | $17.25 | A | 4,514 | I | By IRA |
| Common StockF1 | holding | — | — | — | 7,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $14.38 | holding | — | — | — | — | Oct 21, 2026 | Common Stock | 8,220 | 8,220 | D |
Explanation of responses
- F1Includes 610 shares of restricted stock which will vest on December 14, 2018 and 774 shares of restricted stock which will vest on August 12, 2019.
- F2Stock options vest at a rate of 20% per year commencing on October 21, 2017.