SEC Form 4/A · accession 0001567619-18-001782
LAKE SHORE BANCORP, INC. · LSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tracy Steve Bennett
Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 24, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | P | 100 | $17.20 | A | 4,600 | I | By IRA |
| Common Stock | Aug 14, 2018 | P | 150 | $17.25 | A | 4,750 | I | By IRA |
| Common StockF1 | holding | — | — | — | 7,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $14.38 | holding | — | — | — | — | Oct 21, 2026 | Common Stock | 8,220 | 8,220 | D |
Explanation of responses
- F1Includes 610 shares of restricted stock which will vest on December 14, 2018 and 774 shares of restricted stock which will vest on August 12, 2019.
- F2Stock options vest at a rate of 20% per year commencing on October 21, 2017.