SEC Form 4 · accession 0000899243-16-012208
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dale Bruns
Director
Period of report
Jan 25, 2016
Accepted (ET)
Jan 26, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1,F2,F3,F4 | Jan 25, 2016 | A | 1,000 | $0.00 | A | 2,000 | D | |
| Common StockF4 | Jan 25, 2016 | M | 8,000 | $19.08 | A | 314,629 | D | |
| Common Stock | Jan 25, 2016 | M | 475 | $8.60 | A | 315,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $19.08 | Jan 25, 2016 | M | 8,000 | D | — | Apr 17, 2023 | Common Stock | 8,000 | 12,000 | D |
| Stock Option | $8.60 | Jan 25, 2016 | M | 475 | D | Jan 10, 2013 | Jan 9, 2018 | Common Stock | 475 | 0 | D |
Explanation of responses
- F1Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F2Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F3Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F4The reporting person had 666 shares vest since the last filing
- F5The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 18, 2014.