SEC Form 4/A · accession 0000899243-16-034122
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dale Bruns
Director
Period of report
Jan 25, 2016
Accepted (ET)
Nov 22, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1,F2,F3,F4,F5 | Jan 25, 2016 | A | 2,000 | $0.00 | A | 4,000 | D | |
| Common StockF4,F5,F6 | Jan 25, 2016 | M | 16,000 | $9.54 | A | 631,241 | D | |
| Common Stock | Jan 25, 2016 | M | 950 | $4.30 | A | 632,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF7,F8,F5 | $9.54 | Jan 25, 2016 | M | 16,000 | D | — | Apr 17, 2023 | Common Stock | 16,000 | 24,000 | D |
| Stock OptionF7,F5 | $4.30 | Jan 25, 2016 | M | 950 | D | Jan 10, 2013 | Jan 9, 2018 | Common Stock | 950 | 0 | D |
Explanation of responses
- F1Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F2Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- F3Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- F4The reporting person had 1,332 shares (split adjusted) vest since the October 26, 2015 filing.
- F5The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- F6The reporting person inadvertantly ommitted 3,314.504 shares (split adjusted) that were received through the Dividend Reinvestment Plan since the October 26, 2015 filing.
- F7The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- F8The option is exercisable in five equal annual installments. The first installment became exercisable on April 18, 2014.