SEC Form 3 · accession 0001104659-18-047117
Liquidia Technologies Inc · LQDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 25, 2018
Accepted (ET)
Jul 25, 2018 · 9:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001330436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 152,249 | D | ||
| Common StockF2 | holding | — | — | — | 16,916 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held of record by Joseph DeSimone and Suzanne DeSimone as joint-tenants. By virtue of such relationships, each of the reporting persons may be deemed to have beneficial ownership over such securities.
- F2These securities are held of record by the DeSimone Legacy Trust.