SEC Form 3 · accession 0001104659-18-047106
Liquidia Technologies Inc · LQDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Lippe
Officer — Chief Operations Officer
Period of report
Jul 25, 2018
Accepted (ET)
Jul 25, 2018 · 8:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001330436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 12,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $4.71 | holding | — | — | — | Jul 13, 2016 | Jul 13, 2025 | Common Stock | 32,499 | — | D |
| Stock OptionsF2 | $9.31 | holding | — | — | — | Mar 7, 2019 | Mar 7, 2028 | Common Stock | 43,678 | — | D |
Explanation of responses
- F125% of such options vested on July 13, 2016, with the remainder vesting in equal monthly installments over a period of three years.
- F225% of such options vest on March 7, 2019, with the remainder vesting in equal monthly installments over a period of three years.
Remarks
Exhibit 24 - Power of Attorney