SEC Form 3 · accession 0001104659-18-047053
Liquidia Technologies Inc · LQDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Snyderman
Director
Period of report
Jul 25, 2018
Accepted (ET)
Jul 25, 2018 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001330436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 24,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $2.69 | holding | — | — | — | Dec 7, 2013 | Dec 7, 2022 | Common Stock | 948 | — | D |
| Stock Options | $3.87 | holding | — | — | — | Nov 21, 2014 | Nov 21, 2023 | Common Stock | 463 | — | D |
| Stock OptionsF1 | $4.71 | holding | — | — | — | Apr 1, 2016 | Aug 27, 2025 | Common Stock | 4,085 | — | D |
| Stock OptionsF2 | $9.31 | holding | — | — | — | Mar 7, 2019 | Mar 7, 2028 | Common Stock | 27,336 | — | D |
Explanation of responses
- F125% of such options vested on April 1, 2016, with the remainder vesting in equal monthly installments over a period of three years.
- F225% of such options vest on March 7, 2019, with the remainder vesting in equal monthly installments over a period of three years.
Remarks
Exhibit 24 - Power of Attorney