SEC Form 4 · accession 0001326160-16-000415
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John H Forsgren
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | P | 1,000 | $77.80 | A | 3,212 | I | By Trust |
| Common Stock | holding | — | — | — | 1,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 1,165 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount increased due to dividend reinvestment.