SEC Form 4/A · accession 0001326160-16-000421
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John H Forsgren
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 21, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | P | 1,000 | $77.80 | A | 2,165 | D | |
| Common StockF1 | holding | — | — | — | 2,212 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount is amended due to the erroneous attribution of the 1,000 shares that were purchased on November 9, 2016, to the wrong account.