SEC Form 4 · accession 0001321732-17-000109
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bridget O'Rourke
Director
Period of report
Apr 21, 2017
Accepted (ET)
Apr 25, 2017 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 21, 2017 | A | 1,418 | $0.00 | A | 1,418 | D | |
| Common StockF2 | Apr 21, 2017 | A | 827 | $0.00 | A | 2,245 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest as to 1/16 in approximately equal quarterly installments on the last day of each calendar quarter starting with the calendar quarter ending June 30, 2017, subject to Ms. O'Rourke's continued service as a director through such dates.
- F2Restricted stock units vest as to approximately 1/3 on each of June 30, 2017, September 30, 2017 and December 31, 2017, subject to Ms. O'Rourke's continued service as a director through such dates.