SEC Form 4/A · accession 0001321732-17-000136
Penumbra Inc · PEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bridget O'Rourke
Director
Period of report
Apr 21, 2017
Accepted (ET)
Jul 25, 2017 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 21, 2017 | A | 1,418 | $0.00 | A | 1,418 | D | |
| Common StockF2,F3 | Apr 21, 2017 | A | 946 | $0.00 | A | 2,364 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest as to 1/16 in approximately equal quarterly installments on the last day of each calendar quarter starting with the calendar quarter ending June 30, 2017, subject to Ms. O'Rourke's continued service as a director through such dates.
- F2Restricted stock units vest as to approximately 1/3 on each of June 30, 2017, September 30, 2017 and December 31, 2017, subject to Ms. O'Rourke's continued service as a director through such dates.
- F3The original Form 4 filed on April 25th inadvertently understated the number of RSUs granted to the Reporting Person by 119. This amendment to the Form 4 is being filed solely to correct the error and reflect the total number of RSUs underlying the award.