Form4insider filings, from the source

SEC Form 4 · accession 0001144204-15-064424

Summer Infant, Inc. · SUMR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Nelson Obus
10% Owner
Joshua Landes
10% Owner
Period of report
Aug 12, 2015
Accepted (ET)
Nov 12, 2015 · 9:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, par value $0.0001 per shareF1Aug 12, 2015P2,876$1.90A1,084,955D
Common Stock, par value $0.0001 per shareF2,F3,F4Aug 12, 2015P5,424$1.90A2,551,811ISee Footnote
Common Stock, par value $0.0001 per shareF1Nov 9, 2015P18,762$1.91A1,103,717D
Common Stock, par value $0.0001 per shareF2,F3,F4Nov 9, 2015P35,588$1.91A2,587,399ISee Footnote
Common Stock, par value $0.0001 per shareF1Nov 10, 2015P62,779$2.09A1,166,496D
Common Stock, par value $0.0001 per shareF2,F3,F4Nov 10, 2015P119,046$2.09A2,706,445ISee Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

Remarks

Each of the Reporting Owners identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Owners identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.