SEC Form 4 · accession 0001209191-17-050341
SPARK NETWORKS INC · LOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OSMIUM CAPITAL LP
Director · 10% Owner
Osmium Partners, LLC
Director · 10% Owner
Spartan L P Osmium
Director · 10% Owner
John Hartnett Lewis
Director · 10% Owner
Osmium Capital II, LP
Director · 10% Owner
Osmium Diamond, LP
Director · 10% Owner
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 23, 2017 | P | 175,000 | $1.2866 | A | 1,905,115 | I | By Osmium Capital, LP |
| Common StockF1,F2 | Aug 23, 2017 | P | 65,000 | $1.2866 | A | 481,144 | I | By Osmium Spartan, LP |
| Common StockF1,F2 | Aug 23, 2017 | P | 78,041 | $1.2866 | A | 360,441 | I | By Osmium Diamond, LP |
| Common StockF3,F2 | Aug 24, 2017 | P | 60,000 | $1.2927 | A | 1,965,115 | I | By Osmium Capital, LP |
| Common StockF3,F2 | Aug 24, 2017 | P | 20,000 | $1.2927 | A | 501,144 | I | By Osmium Spartan, LP |
| Common StockF3,F2 | Aug 24, 2017 | P | 22,448 | $1.2927 | A | 382,889 | I | By Osmium Diamond, LP |
| Common StockF4,F2 | Aug 25, 2017 | P | 18,000 | $1.2719 | A | 1,983,115 | I | By Osmium Capital, LP |
| Common StockF4,F2 | Aug 25, 2017 | P | 6,000 | $1.2719 | A | 507,144 | I | By Osmium Spartan, LP |
| Common StockF4,F2 | Aug 25, 2017 | P | 6,000 | $1.2719 | A | 388,889 | I | By Osmium Diamond, LP |
| Common StockF2 | holding | — | — | — | 1,197,699 | I | By Osmium Capital II, LP | |
| Common StockF2 | holding | — | — | — | 113,799 | I | By John H. Lewis directly |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.165 to $1.45 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F2The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- F3The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.23 to $1.30 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F4The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.26 to $1.34 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
Remarks
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed to be a director by deputization due to Mr. Lewis serving as a member of the board of directors of the Issuer.