SEC Form 4 · accession 0001679809-16-000002
TWO RIVERS WATER & FARMING Co · TURV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Samuel W. Morris Jr.
Director
Period of report
Sep 9, 2016
Accepted (ET)
Sep 15, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302946
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| common stock options | $0.42 | Sep 12, 2016 | A | 40,000 | A | Sep 12, 2016 | Sep 12, 2026 | common shares | 40,000 | 40,000 | D |