SEC Form 4/A · accession 0001679809-16-000003
TWO RIVERS WATER & FARMING Co · TURV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Samuel W. Morris Jr.
Director
Period of report
Sep 9, 2016
Accepted (ET)
Sep 20, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302946
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1 | $0.42 | Sep 12, 2016 | A | 0 | A | Sep 12, 2016 | Sep 12, 2026 | Common Shares | 40,000 | 0 | D |
Explanation of responses
- F1On September 15, 2016, the reporting person mistakenly filed a Form 4 reporting a grant of 40,000 common stock options to purchase 40,000 common stock shares at $0.42 per shares. This grant did not occur.