SEC Form 3 · accession 0000899243-17-016326
Athenex, Inc. · ATNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Zukin
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 13, 2017 · 8:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001300699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 465,100 | D | ||
| Common StockF1 | holding | — | — | — | 66,000 | I | By James Zukin Trust dated 11/4/05 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held for the account of the James Zukin Trust dated 11/4/05 (the "Trust"), of which James Zukin ("Mr. Zukin") is the trustee and beneficiary. Mr. Zukin has sole voting and dispositive power over the shares held by the Trust.
Remarks
Exhibit List: Exhibit 24.1 - Power of Attorney