SEC Form 3 · accession 0000899243-17-016320
Athenex, Inc. · ATNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Cannon
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 13, 2017 · 8:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001300699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 36,528 | I | By Cannon Venture No. 2 LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Michael Cannon ("Mr. Cannon") is the general partner of Cannon Venture No. 2 LP and has sole voting and dispositive power over the shares held by it.
- F2Mr. Cannon disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Cannon is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks
Exhibit List: Exhibit 24.1 - Power of Attorney