SEC Form 4 · accession 0001289419-18-000205
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D Mansueto
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | S | 100 | $117.03 | D | 22,903,242 | D | |
| Common Stock | Nov 20, 2018 | S | 156 | $117.355 | D | 22,903,086 | D | |
| Common StockF2 | holding | — | — | — | 150,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2018.
- F2These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts.