SEC Form 4 · accession 0001171843-17-007770
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 18, 2017 | P | 306,100 | $6.8687 | A | 29,870,847 | D | |
| COMMON STOCK | Dec 18, 2017 | P | 102,107 | $6.8835 | A | 29,973,054 | D | |
| COMMON STOCK | holding | — | — | — | 151,194 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.