SEC Form 4/A · accession 0001171843-18-006270
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner
Period of report
Dec 18, 2017
Accepted (ET)
Aug 27, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 18, 2017 | P | 102,207 | $6.8835 | A | 29,973,054 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on December 20, 2017 (this "Amendment") to correct the number of shares purchased with an exercise price of $6.8835 acquired by the reporting person on December 18, 2017 from 102,107 to 102,207.