SEC Form 4 · accession 0001243786-15-000131

MOSAIC CO · MOS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — President and CEO · Director

Period of report

Mar 5, 2015

Accepted (ET)

Jul 21, 2015 · 7:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001285785

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 19, 2015	M	30,661	$0.00	A	30,661	D
Common Stock	Jul 19, 2015	A	22,825	$0.00	A	53,486	D
Common Stock	Jul 19, 2015	F	25,385	$45.26	D	28,101	D
Common Stock	Jul 19, 2015	G	28,101	$0.00	D	0	D
Common Stock	Jul 19, 2015	G	28,101	$0.00	A	211,931	I	Revocable Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F5,F6	$0.00	Jul 19, 2015	M	30,661	D	Jul 19, 2015	—	Common Stock	30,661	0	D
Stock Option (Right to Buy)^F9	$50.43	Mar 5, 2015	G	106,323	D	—	Mar 5, 2025	Common Stock	106,323	0	D
Stock Option (Right to Buy)^F9	$50.43	Mar 5, 2015	G	106,323	A	—	Mar 5, 2025	Common Stock	106,323	106,323	I
Stock Option (Right to Buy)^F4	$40.03	holding	—	—	—	—	Aug 2, 2017	Common Stock	83,433	83,433	I
Stock Option (Right to Buy)^F4	$127.21	holding	—	—	—	—	Jul 31, 2018	Common Stock	23,409	23,409	I
Stock Option (Right to Buy)^F4	$52.72	holding	—	—	—	—	Jul 27, 2019	Common Stock	48,077	48,077	I
Stock Option (Right to Buy)^F4	$44.93	holding	—	—	—	—	Jul 27, 2020	Common Stock	79,011	79,011	I
Stock Option (Right to Buy)^F4	$70.62	holding	—	—	—	—	Jul 21, 2021	Common Stock	47,373	47,373	I
Stock Option (Right to Buy)^F4	$57.62	holding	—	—	—	—	Jul 19, 2022	Common Stock	77,214	77,214	I
Stock Option (Right to Buy)^F7	$54.03	holding	—	—	—	—	Jul 18, 2023	Common Stock	83,649	83,649	I
Restricted Stock Units^F5,F6	$0.00	holding	—	—	—	Jul 18, 2016	—	Common Stock	32,698	32,698	D
Stock Option (Right to Buy)^F8	$49.73	holding	—	—	—	—	Mar 7, 2024	Common Stock	94,022	94,022	I
Restricted Stock Units^F5,F6	$0.00	holding	—	—	—	Mar 7, 2017	—	Common Stock	35,525	35,525	D

F1Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 19, 2012. The performance unit award was not a derivative security.
F2Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units and Performance Units.
F3This transaction involved the transfer of securities by the reporting person to a revocable trust under which the reporting person and his spouse are the trustees and the primary beneficiaries.
F4This Stock Option is 100% exercisable.
F5One-for-One
F6Not Applicable
F7Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F8Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F9Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.