SEC Form 4/A · accession 0001243786-15-000138
MOSAIC CO · MOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James T Prokopanko
Officer — President and CEO · Director
Period of report
Mar 5, 2015
Accepted (ET)
Jul 23, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001285785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 19, 2015 | F | 24,849 | $45.26 | D | 28,637 | D | |
| Common StockF4 | Jul 19, 2015 | G | 28,637 | $0.00 | D | 0 | D | |
| Common StockF4 | Jul 19, 2015 | G | 28,637 | $0.00 | A | 212,467 | I | Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units and Performance Units.
- F2The shares were overstated by 536 shares on the reporting person's original Form 4, on which 25,385 shares were reported instead of 24,849.
- F3This transaction involved the transfer of securities by the reporting person to a revocable trust under which the reporting person and his spouse are the trustees and the primary beneficiaries.
- F4The shares were understated by 536 shares on the reporting person's original Form 4, on which 28,101 shares were reported instead of 28,637.
Remarks
The date of earliest transaction shown on page 1 of this Form 4/A reflects the date of the earliest transaction on the reporting person's original Form 4 which transaction is not included on this Form 4/A.