SEC Form 4 · accession 0001246360-15-000538
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joseph M Harvey
Officer — President
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | A | 32,250 | $0.00 | A | 1,312,433 | D | |
| Common StockF2 | Jan 30, 2015 | D | 42,517 | $42.19 | D | 1,269,916 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 16,372 restricted stock units (RSUs) mandatorily deferred by CNS from the reporting persons annual incentive performance bonus. Dividends paid on CNS common stock are reflected in additional RSUs on such deferred RSUs. The deferred RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant. Also includes 15,878 RSUs that generally vest over four years.
- F2Represents the withholding by Cohen & Steers of a sufficient number of shares of common stock to satisfy the reporting persons tax obligations upon the vesting and delivery of previously reported restricted stock units.