SEC Form 4/A · accession 0001246360-15-001095
COHEN & STEERS, INC. · CNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph M Harvey
Officer — President
Period of report
Jan 30, 2015
Accepted (ET)
Feb 23, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001284812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | A | 32,550 | $0.00 | A | 1,312,733 | D | |
| Common StockF2,F3 | Jan 30, 2015 | D | 42,517 | $42.19 | D | 1,270,216 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 16,672 restricted stock units (RSUs) mandatorily deferred by CNS from the reporting persons annual incentive performance bonus. Dividends paid on CNS common stock are reflected in additional RSUs on such deferred RSUs. The deferred RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date. Also includes 15,878 RSUs that vest over four years.
- F2Represents the withholding by CNS of a sufficient number of shares of common stock to satisfy the reporting persons tax obligations upon the vesting and delivery of previously reported RSUs.
- F3This amendment is being filed to correct the total number of RSUs acquired by and the total number of shares of common stock owned by the reporting person.