SEC Form 4 · accession 0001104659-17-038226
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | S | 24,479 | $1.22 | D | 4,928,524 | I | Hong-Cha Property Trust |
| Common Stock | Jun 7, 2017 | S | 48,778 | $1.17 | D | 4,879,746 | I | Hong-Cha Property Trust |
| Common Stock | Jun 8, 2017 | S | 28,005 | $1.14 | D | 4,851,741 | I | Hong-Cha Property Trust |
| Common Stock | holding | — | — | — | 85,568 | D |
Table II — derivative securities
No Table II lines on this filing.