SEC Form 4/A · accession 0001104659-17-038835
NETLIST INC · NLST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Chun K Hong
Officer — President, CEO and Chairman · Director · 10% Owner
Period of report
Jun 6, 2017
Accepted (ET)
Jun 13, 2017 · 10:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 6, 2017 | S | 24,279 | $1.22 | D | 4,928,524 | I | Hong-Cha Property Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed because the number of shares reflected as sold in this line item was incorrectly reported as 24,479 shares in the Form 4 as originally filed (the "Original Form 4"). In accordance with applicable rules and instructions of the Securities and Exchange Commission, no other line items in the Original Form 4 are re-reported herein, and no such other line item is changed by this amendment.