SEC Form 4 · accession 0001225208-18-001164
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John D Johns
Director
Period of report
Jan 12, 2018
Accepted (ET)
Jan 17, 2018 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2017 | G | 266 | $0.00 | A | 38,629 | D | |
| Common Stock | Aug 9, 2017 | G | 266 | $0.00 | D | 38,363 | D | |
| Common StockF1 | Jul 13, 2017 | G | 965 | $0.00 | A | 965 | I | By Spouse |
| Common Stock (phantom stock) | Jan 2, 2018 | J | 356 | $17.321 | A | 68,776 | I | By Trustee Director's Def Stock Inv Plan |
| Common Stock (phantom stock) | Jan 12, 2018 | J | 1,642 | $18.28 | A | 70,418 | I | By Trustee Director's Def Stock Inv Plan |
| Common Stock | holding | — | — | — | 1,661 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 384 | I | By Spouse IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.
- F2These shares were acquired through regular dividend reinvestments.
- F3The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.