SEC Form 4/A · accession 0001225208-19-002606
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John D Johns
Director
Period of report
Jan 12, 2018
Accepted (ET)
Feb 14, 2019 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 19,506 | I | By trust for benefit of children of which spouse is trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 is filed to correct the number of shares indirectly owned by reporting person as reported in the Form 4 filing being amended and in subsequent Form 4 filings. On August 9, 2017, reporting person gifted 133 shares to a trust for the benefit of each of his two children, which was reported as a gift of 266 shares on the Form 4 being amended. Previously on November 24, 2015, reporting person had gifted 19,240 shares to the trusts, which was reported as a gift on Form 4 filed January 20, 2016. Reporting person's spouse is trustee of the trusts, and by virtue of Rule 16a-8 she is deemed to be a beneficial owner of the shares. The original Form 4 filing and subsequent Form 4 filings inadvertently understated reporting person's indirect ownership by 19,506 shares, consisting of the shares gifted in trust on the dates indicated above.