SEC Form 4 · accession 0001225208-16-024493
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John D Johns
Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 24, 2015 | G | 19,240 | $0.00 | D | 18,896 | D | |
| Common Stock (phantom stock) | Jan 4, 2016 | J | 291 | $9.3948 | A | 45,810 | I | By Trustee Director's Def Stock Inv Plan |
| Common Stock (phantom stock) | Jan 15, 2016 | J | 3,302 | $8.1761 | A | 49,112 | I | By Trustee Director's Def Stock Inv Plan |
| Common Stock | holding | — | — | — | 1,661 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 16,720 | I | By Son | |
| Common Stock | holding | — | — | — | 384 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of 9,620 shares to adult daughter and gift of 9,620 shares to dependent son decreased amount owned directly by 19,240 shares and increased amount owned indirectly by son by 9,620 shares.
- F2These shares were acquired through regular dividend reinvestments.
- F3The reported phantom stock share equivalents were acquired under Regions' Directors Deferred Stock Investment Plan.