SEC Form 4/A · accession 0001225208-19-002608
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John D Johns
Director
Period of report
Jan 15, 2016
Accepted (ET)
Feb 14, 2019 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 7,100 | I | By Son | |
| Common StockF2 | holding | — | — | — | 384 | I | By Spouse IRA | |
| Common StockF1 | holding | — | — | — | 19,240 | I | By trust for benefit of children of which spouse is trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 is filed to correct the number of shares indirectly owned by reporting person as reported in the Form 4 filing being amended and in subsequent Form 4 filings. On November 24, 2015, reporting person gifted 9,620 shares to a trust for the benefit of each of his two children, which was reported as a gift of 19,240 shares. Reporting person's spouse is trustee of the trusts, and by virtue of Rule 16a-8 she is deemed to be a beneficial owner of the shares. The original Form 4 filing inadvertently understated reporting person's indirect ownership by 9,620 shares, consisting of the shares gifted in trust to the adult daughter, and subsequent Form 4 filings inadvertently understated reporting person's indirect ownership by 19,240 shares, consisting of the shares gifted in trust to both children.
- F2Reporting person disclaims beneficial ownership of these shares.