SEC Form 4 · accession 0001275283-16-000184
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Susan M. Cameron
Officer — President and CEO · Director
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2016 | A | 402,013 | $0.00 | A | 565,247 | D | |
| Common Stock | May 5, 2016 | F | 190,480 | $49.86 | D | 374,767 | D | |
| Common StockF3 | May 9, 2016 | S | 105,766 | $49.8756 | D | 269,001 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares (each equal 1 share of RAI Common Stock) earned based on May 1, 2015 - April 30, 2016 performance period.
- F2The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2015.
- F3The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $49.69 to $49.98, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.