SEC Form 4/A · accession 0001275283-17-000078
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Susan M. Cameron
Officer — President and CEO · Director
Period of report
May 5, 2016
Accepted (ET)
May 31, 2017 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | May 5, 2016 | A | 402,013 | $0.00 | A | 728,481 | D | |
| Common StockF4 | May 5, 2016 | F | 190,480 | $49.86 | D | 538,001 | D | |
| Common StockF3,F4 | May 9, 2016 | S | 105,766 | $49.8756 | D | 432,235 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares (each equal 1 share of RAI Common Stock) earned based on May 1, 2015 - April 30, 2016 performance period.
- F2The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2015.
- F3The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $49.69 to $49.98, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4This amendment is being filed solely to reflect the reporting person's beneficial ownership of an additional 163,234 shares resulting from a 2-for-1stock split on August 31, 2015; due to a clerical error such additional shares inadvertently were not included on the reporting person's Form 4s filed on May 9, 2016 and on May 5, 2017, respectively. As of May 5, 2017, the reporting person beneficially owned 641,007 shares.