SEC Form 4 · accession 0001354488-15-005437
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Brian F King
Officer — Chief Operating Officer
Period of report
Dec 8, 2015
Accepted (ET)
Dec 9, 2015 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $1.30 | Dec 8, 2015 | A | 200,000 | A | Dec 8, 2015 | Dec 8, 2020 | common stock , par value $0.001 | 200,000 | 200,000 | D |