SEC Form 4/A · accession 0001354488-15-005512
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian F King
Officer — Chief Operating Officer
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $1.30 | Dec 8, 2015 | A | 200,000 | A | Jun 6, 2016 | Dec 8, 2020 | common stock , par value $0.001 | 200,000 | 200,000 | D |
Explanation of responses
- F166,667 options will vest on June 6, 2016. 66,667 options will vest on December 8, 2016. 66,666 options will vest on December 8, 2017.