SEC Form 5/A · accession 0001225208-16-026367
PORTOLA PHARMACEUTICALS INC · PTLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey W Bird
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001269021
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 1, 2015 | J | 0 | $0.00 | D | 36,602 | I | By Ltd Partnership (NEST) |
| Common StockF3 | holding | — | — | — | 958,491 | I | By Ltd Partnership (SHV) | |
| Common StockF4 | holding | — | — | — | 59,053 | I | By Trust (Trustees) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of family limited partnership interest to other family limited partners.
- F2Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership of these shares except as to the reporting person's pecuniary interest therein.
- F3Shares held by Sutter Hills Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- F4Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
Remarks
This amendment is filed solely to add the transfer of family limited partnership interest to other family limited partners as described in footnote (1).