SEC Form 4 · accession 0001179110-19-001079
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · AVK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gerald L Seizert
Director · Other
Period of report
Jan 29, 2019
Accepted (ET)
Jan 30, 2019 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2019 | J | 22,356 | $13.72 | D | 0 | I | The Gerald Lee Seizert Restated Trust |
| Common Stock | Jan 29, 2019 | J | 22,356 | $13.72 | A | 24,940 | I | Seivest LLC, a family partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Seizert is transferring 22,356 Shares of AVK from the Gerald Lee Seizert Restated Trust (which now owns 0 shares of AVK) to Seivest LLC, a family partnership (which now owns 24,940 shares of AVK).