SEC Form 4/A · accession 0001219120-19-000001
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · AVK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gerald L Seizert
Director
Period of report
Jan 29, 2019
Accepted (ET)
Mar 1, 2019 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001219120
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,000 | I | Candace Seizert Trust | |
| Common Stock | holding | — | — | — | 3,500 | I | Candace Seizert 2012 Gift Trust | |
| Common Stock | holding | — | — | — | 1,700 | I | Dean K Seizert Residuary Trust fbo Donna Henson (Sister) | |
| Common Stock | holding | — | — | — | 109,758 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This amendment is filed solely to add disclosure of the reporting person's additional indirect and direct beneficial ownership of the subject securities.