SEC Form 4 · accession 0001144204-15-013916
NORTEK INC · NTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael Joseph Clarke
Officer — President and CEO · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001216596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Mar 2, 2015 | F | 2,142 | $79.41 | D | 168,928 | D | |
| CommonF1 | Mar 2, 2015 | D | 13,574 | $0.00 | D | 155,354 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of shares of performance-based restricted stock grant originally awarded on 12/30/2011.