SEC Form 4/A · accession 0001144204-15-024929
NORTEK INC · NTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Joseph Clarke
Officer — President and CEO · Director
Period of report
Mar 2, 2015
Accepted (ET)
Apr 24, 2015 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001216596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Mar 2, 2015 | D | 13,574 | $0.00 | D | 157,496 | D | |
| CommonF2 | Mar 2, 2015 | F | 2,603 | $79.41 | D | 154,893 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of shares of performance-based restricted stock grant originally awarded on 12/30/2011.
- F2Revised to reflect corrected withholding tax calculation.