SEC Form 4 · accession 0001179110-16-030078
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michelle Pearlman
Director
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2016 | A | 2,000 | $2.28 | A | 97,294 | D | |
| Common StockF1 | Sep 27, 2016 | A | 410 | $2.25 | A | 97,704 | D | |
| Common StockF1,F2 | Sep 28, 2016 | A | 3,590 | $2.26 | A | 101,294 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person purchased shares of common stock pursuant to a 10b5-1 plan.
- F2Includes 81,427 shares of common stock and 19,867 shares of restricted stock which vest on June 1, 2017.