SEC Form 4/A · accession 0001179110-16-030601
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michelle Pearlman
Director
Period of report
Sep 26, 2016
Accepted (ET)
Oct 7, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 26, 2016 | P | 2,000 | $2.28 | A | 97,294 | D | |
| Common StockF1,F2 | Sep 27, 2016 | P | 410 | $2.25 | A | 97,704 | D | |
| Common StockF1,F2,F3 | Sep 28, 2016 | P | 3,590 | $2.26 | A | 101,294 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is an amended filing solely to correct the transaction code from "A" to "P" on a Form 4 filed on September 28, 2016.
- F2The reporting person purchased shares of common stock pursuant to a 10b5-1 plan.
- F3Includes 81,427 shares of common stock and 19,867 shares of restricted stock which vest on June 1, 2017.