SEC Form 4 · accession 0001179110-15-010157
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Arthur E Reiner
Director
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | Jun 18, 2015 | A | 23,622 | $2.54 | A | 178,925 | D | |
| Common StockF3 | holding | — | — | — | 500 | I | Arthur Reiner Revocable Trust | |
| Common StockF4 | holding | — | — | — | 4,750 | I | Deborah Reiner 2003 Trust | |
| Common StockF5 | holding | — | — | — | 4,750 | I | Melissa Greener 2003 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 18, 2015, the reporting person was awarded restricted stock which vests on June 1, 2016.
- F2Includes 155,303 shares of common stock and 23,622 shares of restricted stock which vest on June 1, 2015.
- F3Represents common stock owned by the Arthur Reiner Revocable Trust. The reporting person disclaims beneficial ownership of the shares owned by the Arthur Reiner Revocable Trust, except to the extent of his pecuniary interest therein.
- F4Represents common stock owned by the Deborah Reiner 2003 Trust. The reporting person disclaims beneficial ownership of the shares owned by the Deborah Reiner 2003 Trust, except to the extent of his pecuniary interest therein.
- F5Represents common stock owned by the Melissa Greener 2003 Trust. The reporting person disclaims beneficial ownership of the shares owned by the Melissa Greener 2003 Trust, except to the extent of his pecuniary interest therein.