SEC Form 4/A · accession 0001179110-15-011918
RTW Retailwinds, Inc. · RTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Arthur E Reiner
Director
Period of report
Jun 18, 2015
Accepted (ET)
Aug 7, 2015 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001211351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 18, 2015 | A | 23,622 | $2.54 | A | 23,622 | D | |
| Common StockF3 | holding | — | — | — | 155,803 | I | Arthur Reiner Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is an amended filing to a Form 4 filed on June 22, 2015, which reported 155,303 shares of common stock directly held by the reporting person as opposed to indirectly held in the Arthur Reiner Revocable Trust where it is now properly reported.
- F2As previously reported, on June 18, 2015, the reporting person was awarded restricted stock which vests on June 1, 2016.
- F3Represents common stock owned by the Arthur Reiner Revocable Trust. The reporting person disclaims beneficial ownership of the shares owned by the Arthur Reiner Revocable Trust, except to the extent of his pecuniary interest therein.