SEC Form 4 · accession 0001209191-17-026531
DIGITALGLOBE, INC. · DGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howell M Estes
Director
Period of report
Apr 7, 2017
Accepted (ET)
Apr 11, 2017 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001208208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2017 | M | 1,500 | $27.40 | A | 62,363 | D | |
| Common StockF2 | Apr 7, 2017 | S | 1,500 | $32.92 | D | 60,863 | D | |
| Common Stock | Apr 7, 2017 | M | 3,000 | $22.50 | A | 63,863 | D | |
| Common StockF2,F3 | Apr 7, 2017 | S | 3,000 | $32.92 | D | 60,863 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $27.40 | Apr 7, 2017 | M | 1,500 | D | — | Jan 31, 2018 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $22.50 | Apr 7, 2017 | M | 3,000 | D | — | Jun 14, 2017 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan for options set to expire within the next year.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.80 to $33.05, inclusive. The reporting person undertakes to provide to DigitalGlobe, Inc., any security holder of DigitalGlobe, Inc., or to the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Total amount of securities beneficially owned includes 18,952 shares represented by deferred restricted stock units, which are fully vested upon grant and deliverable to the Reporting Person pursuant to a deferral election made in accordance with the Issuer's deferred compensation plan.
- F4The option, representing the right to acquire 1,500 shares of common stock, fully vested and became exercisable on January 1, 2008.
- F5The option, representing the right to acquire 3,000 shares of common stock, fully vested and became exercisable on June 21, 2007.