SEC Form 4 · accession 0001562180-16-001156
GLAUKOS Corp · GKOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas William Burns
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001192448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | P | 1,388 | $15.30 | A | 1,388 | D | |
| Common Stock | holding | — | — | — | 607,251 | I | Through the Burns Family Trust | |
| Common Stock | holding | — | — | — | 100,000 | I | Through the Thomas W. Burns Irrevocable Trust | |
| Common Stock | holding | — | — | — | 100,000 | I | Through the Janet M. Burns Irrevocable Trust | |
| Common Stock | holding | — | — | — | 238,107 | I | Through the Burns Annuity Trust | |
| Common Stock | holding | — | — | — | 120,000 | I | Through the Burns Charitable Remainder Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common shares acquired under the Company's Employee Share Purchase Plan (ESPP).